Regulators, enforcement actions, and official positions that shape market access.
3 records in this collection
Several financial authorities expanded their public warning lists this quarter, naming firms soliciting deposits without authorisation and clones impersonating licensed businesses. The register remains the first place to check a broker.
A blog post from the International Monetary Fund included warnings to countries who are looking to set cryptocurrencies as legal tender. Without pointing fingers directly, the post indirectly refers to countries that…
( Reuters ) - The U.S. Securities and Exchange Commission said a former senior executive at Qualys Inc ( QLYS.O ) will pay a $581,170 insider trading penalty for helping his brothers sell their shares in the Silicon…